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Comment and Analysis

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Technology

Voice data, compliance and the 'new normal'

Financial service workplaces are bound to shift to more remote working in the long run. This brings both problems and opportunities with regards to the management of staff and interactions with customers. Throug...

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Regulation of Products

Cadwalader's Reg-tracker for early May

Our Regulatory Tracker is a list of effective dates, comment deadlines, compliance dates and expiration dates for the United States of America. ...

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Anti-Money Laundering

The East Caribbean's top five CBI money-laundering states

Donald Trump may not know where the Caribbean is, but the new Biden Administration most certainly does. Money laundering reporting officers are now paying attention to the five East Caribbean States that sell ci...

Latest News

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Jurisdiction Focus

RBI on crusade to simplify regulations

The Reserve Bank of India has set up a Regulations Review Authority, initially for a period of one year, to help it de-clutter its regulations, circulars and reporting systems. ...

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People Moves

Laven acquires compliance consultancy

Laven Partners, the British regulatory software vendor and compliance consultancy, has bought the MPAC Group, a British compliance and regulatory advisory firm with special experience in digital tokenisation. ...

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Technology

Lion City regulator opens RegTech grant scheme

The Monetary Authority of Singapore has created a new system of subsidies to encourage the growth of regulatory technology and is adding to its Digital Acceleration Grant scheme. It will spend S$42 million (US$3...

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Advice

Members of IOOF group to mend their ways

The wealth management giant IOOF has promised to take remedial action to solve some problems that the Australian Securities and Investments Commission has spotted at two financial advice firms that it owns: Brid...