Regulating the regulators: the importance of public law
One aspect of compliance that rarely gets mentioned is public law compliance. Public bodies, just
One aspect of compliance that rarely gets mentioned is public law compliance. Public bodies, just
The European Union has reached substantial internal agreement on a new prudential rule book for
In this article we ask how a financial firm should set up a good anti-fraud culture and then
Assurance, or the use of auditors to search for problems at firms, can be very useful to the
Compliance-related mergers and acquisitions, often reported on in our web-pages, are on the rise.
The Swiss Financial Market Supervisory Authority (FINMA) has decided to allow securities dealers to
Regulatory risk is a top priority for risk managers at major organisations, who now expect