FCA pushes SVS Securities into insolvency procedures

London-based SVS Securities has fallen into administration, with a regulatory investigation by the

Americans agree on contractual language to replace Libor

The US Alternative Reference Rates Committee has published its recommendations for contractual

Two Hong Kong regulators join forces to investigate complex group

The Hong Kong Monetary Authority and Hong Kong's Securities and Futures Commission have

Regulating the regulators: the importance of public law

One aspect of compliance that rarely gets mentioned is public law compliance. Public bodies, just

Organs of the EU condone new prudential rules

The European Union has reached substantial internal agreement on a new prudential rule book for

FINMA Declares More Investor-Protection Over Securities Transactions

The Swiss Financial Market Supervisory Authority (FINMA) has decided to allow securities dealers to

US Regulator Gives Staff One Year Cooling-Off Period Before They Can Go Private

Regulatory Burden Seen As Top Priority Among Risk Managers - EY Survey

Regulatory risk is a top priority for risk managers at major organisations, who now expect