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Comment and Analysis

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Regulation of Products

Regulatory prospects for asset managers in 2020

Moody's, the US credit-rating agency, has compiled a report that offers some tentative predictions for the world's asset management industry in the coming year. Regulatory considerations loom large....

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Client Data

California's GDPR to come into force next month

The California Consumer Privacy Act 2018, the US answer to the Europea Union's General Data Protection Regulation, is to come into force on 1 January. Several exemptions have been enacted in the past few months....

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People Moves

Compliance recruitment - the market in 2019

Recruitment of permanent compliance people has been consistently busy for a number of years, but 2019 has brought about a change in this trend, with far fewer regulatory projects and less natural recruitment att...

Latest News

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People Moves

LGIM appoints Camille Blackburn as CCO

Legal & General Investment Management has announced the appointment of Camille Blackburn as chief compliance officer, subject to regulatory approval. ...

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Technology

DFSA and CSSF ink FinTech MoU

The Dubai Financial Services Authority (DFSA) and Luxembourg's Commission de Surveillance du Secteur Financier (CSSF) have agreed to co-operate in the development of financial technology or FinTech....