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Comment and Analysis

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Cross Border

ACA Compliance Group completes its acquisition of Cordium

ACA, the compliance consultancy and software group, has received the approval of various regulators to absorb the products and services of Cordium, another compliance and cyber-security firm, and is now in the p...

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Anti-Money Laundering

FINMA reprimands Credit Suisse on two AML counts

Switzerland's federal financial regulator, unable to impose punitive fines, has censured Credit Suisse for failing to meet its anti-money-laundering obligations in relation to various corruption scandals and for...

Latest News

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Fines and Punishment

SEC charges Harbour Investments $241,479 for non-disclosure

The US Securities and Exchange Commission has fined Harbour Investments for failing to tell its advisory clients about compensation it received under a marketing services agreement with a third-party broker-deal...

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Client Data

GDPR leads to vast quantities of unnecessary data reports

James Dipple-Johnstone, the UK's deputy Information Commissioner, recently told the Confederation of British Industryís fourth annual cyber-security conference, that his office has been receiving 500 reports by ...